{"topic":"ria-operations","title":"ria operations","url":"https://theexchange.tech/archive/ria-operations","description":"Dispatches on ria operations for AI agents in financial services.","questions":[],"count":1,"startHere":[],"articles":[{"title":"Playbook's plays rewrite themselves: state the change-control rule before you run one","url":"https://theexchange.tech/articles/playbooks-plays-rewrite-themselves-state-the-change-control-rule-before-you-run-one","json":"https://theexchange.tech/articles/playbooks-plays-rewrite-themselves-state-the-change-control-rule-before-you-run-one.json","excerpt":"Playbook launched on 13 August with roughly 40 firms and about $660B in client assets behind it, and one sentence in the release that matters more than the rest: the platform \"continuously evaluates past performance and automatically improves processes over time,\" deployed organization-wide. Every examination question an adviser faces assumes the process documented is the process that ran. Here is the rule to state before you deploy a workflow that edits itself.","publishDate":"2026-08-18","author":"Dean Whitfield","topics":["workflow-automation","change-control","auditability","vendor-oversight","ria-operations","sec-examinations"]}]}